Walter is President of Oxford Investment Partners, LLC. Walter has been in the financial services industry since 1995. He holds the designation of Certified Investment Management Analyst through the Wharton School on the campus of the University of Pennsylvania and sponsored by Investment Management Consultants Association. In addition, Walter holds the designation of Certified Investment Management Consultant.In 1998, Walter founded the Center for Wealth Management.
Walter has taught numerous educational programs at various Universities, including: Arizona State University, DePaul University, University of California – Berkley, University of California – Davis, University of California – Los Angeles and Washington State University.
Walter also is active in his community; he has created a financial literacy program aimed at High School Seniors. This program is currently offered at Xavier College Preparatory School.
Walter has earned the ACCREDITED INVESTMENT FIDUCIARY® professional designation, awarded by the Center for Fiduciary Studies, which is associated with the University of Pittsburgh. He has received formal training in investment fiduciary responsibility. He advises trustees, attorneys and CPAs on their fiduciary liability in the management of investment decisions.
He is a member of the Institute for Investment Management Consultants and the Investment Management Consultants Association.
Professional Licenses
Series 65, Investment Advisor Law
Exam Life and Health Insurance License
Professional Designations
C.I.M.A. – Certified Investment Management Analyst
C.I.M.C. – Certified Investment Management Consultant
AIF® – ACCREDITED INVESTMENT FIDUCIARY®
Mr. Rosenfeld brings more than 17 years of experience in real estate development and finance as well as a broad understanding of corporate law, business formation and risk management.
Mr. Rosenfeld was general counsel for a nationally renowned planning, architecture and development firm for the past 11 years. There, he was involved in the planning and development of residential, mixed use and commercial property.
An alumnus of USC Law Center with a B.S. in Finance from USC Business School, Mr. Rosenfeld was an associate with Cox, Castle & Nicholson LLP in Los Angeles during the 1990s. He has represented national builders, developers, general contractors and architects in a range of matters from litigation and risk management to contracts. Mr. Rosenfeld also holds an Arizona real estate sales agent’s license.
Arizona State University alumnus Randy French serves as Accountant, Relationship Manager and Financial Analyst for Oxford Investment Partners. Randy is involved in all financial aspects of the business activities—from recording transactions and the preparation of comprehensive financial reports to interaction with vendors, clients and financial institutions. In addition, he monitors and reports on daily, weekly, monthly and yearly financial and investment databases.
Before joining Oxford Investment Partners, Randy’s varied business background included responsibilities as the controller of a real estate investment company in Phoenix, the CFO of a Flagstaff-based transportation company serving eight western states, and VP/CFO for a consumer electronics retailer.
Professional Licenses
Series 65, Investment Advisor Law
Arizona Real Estate
Phyllis is the Operations Manager at Oxford Investment Partners. She has been with Oxford since inception of the company in 1999. She was also a crucial member in the development of our Wealth Management courses.
Before joining Oxford Investment Partners, Phyllis had retired with thirty-three (33) years service at AT&T. During her career with AT&T, she was a supervisor and production control analyst of a manufacturing line. She is extremely attentive to detail and is committed to the best interest of Oxford’s clients.
Kate Hapeman
Kate has been in the financial industry since 2000, when she obtained her licenses while with American Express Financial Advisors (now Ameriprise). She spent the next several years working as an assistant for top advisors with two different broker dealers. In 2006, she joined United Planners, where she obtained her series 24 license, which allowed her to act in a supervisory capacity over registered representatives. While there, Kate’s primary responsibility was as compliance auditor for the branch offices of the Advisors who report to United Planners.
Kate joined Oxford Investment Partners’ in December of 2011. Her role here is to support Walter in his aspect as Chief Compliance Officer as well as Phyllis Niblock in the servicing of clients’.
Professional Licenses
Series, 7 and 24